[비즈니스포스트]&nbsp;한국투자증권&nbsp;외에&nbsp;신한금융투자,&nbsp;메리츠증권, KB증권&nbsp;등도&nbsp;공매도&nbsp;규정을&nbsp;위반해&nbsp;금융당국으로부터 과태료&nbsp;처분을&nbsp;받은&nbsp;것으로&nbsp;드러났다.<br /> <br /> 28일&nbsp;금융감독원&nbsp;전자공시시스템에&nbsp;공시된&nbsp;1분기&nbsp;보고서에&nbsp;따르면&nbsp;한국투자증권과&nbsp;신한금융투자는&nbsp;공매도&nbsp;관련&nbsp;규정위반을&nbsp;사유로 과태료 처분을&nbsp;받았다.<br /> &nbsp; <figure class="image" style="float:right;margin-right:0px; margin-left:15px; margin-top:30px; "><img alt="공매도 위반 한국투자증권 외에 더 있었다, 신한 메리츠 KB도 과태료" height="150" class='lazyload' data-src="https://www.businesspost.co.kr/news/photo/202302/20230228221916_24332.JPG" width="300" /> <figcaption><table width=320><tr><td align='left' style='margin:0; padding:0px 0px; color:#306f7f; font-size:12px; font-family:verdana; letter-spacing:-0.1em; line-height:160%; table-layout: fixed; width:180px;'>▲ 한국투자증권&nbsp;외에&nbsp;신한금융투자,&nbsp;메리츠증권, KB증권&nbsp;등도&nbsp;공매도&nbsp;규정을&nbsp;위반해&nbsp;금융당국으로부터 과태료&nbsp;처분을&nbsp;받은&nbsp;것으로&nbsp;드러났다.</td></tr></table></figcaption> </figure> <br /> 한국투자증권은&nbsp;10억&nbsp;원의&nbsp;과태료를&nbsp;부과받았고&nbsp;그&nbsp;가운데&nbsp;20%가&nbsp;감면돼&nbsp;8억&nbsp;원을&nbsp;납부했다.<br /> <br /> 한국투자증권은&nbsp;차입&nbsp;공매도&nbsp;과정에서&nbsp;&#39;공매도&#39;로&nbsp;표시해야&nbsp;하는&nbsp;거래를&nbsp;&#39;매도&#39;로&nbsp;표시하면서&nbsp;관련&nbsp;규정을&nbsp;위반한&nbsp;것으로&nbsp;전해진다.<br /> <br /> 신한금융투자는&nbsp;부과된&nbsp;7200만&nbsp;원의&nbsp;과태료&nbsp;가운데&nbsp;감면된&nbsp;20%를&nbsp;제외하고&nbsp;5760만&nbsp;원을&nbsp;납부했다.&nbsp;&nbsp;<br /> <br /> 신한금융투자는&nbsp;직전&nbsp;체결&nbsp;가격보다&nbsp;낮은&nbsp;가격으로&nbsp;공매도&nbsp;호가&nbsp;제출을&nbsp;금지하는&nbsp;&#39;업틱룰&#39;을&nbsp;위반한&nbsp;것으로&nbsp;알려졌다.<br /> <br /> 한국투자증권과 신한금융투자 모두&nbsp;자본시장법&nbsp;제180조의&nbsp;공매&nbsp;관련&nbsp;규정을&nbsp;어겨&nbsp;과태료&nbsp;처분을&nbsp;받았다.&nbsp;<br /> <br /> 이&nbsp;외에도&nbsp;메리츠증권(1억9500만&nbsp;원), KB증권(1200만&nbsp;원)&nbsp;등&nbsp;증권사도&nbsp;공매도&nbsp;규정을&nbsp;위반한&nbsp;사실이&nbsp;적발돼&nbsp;과태료 처분을&nbsp;받은&nbsp;것으로&nbsp;전해진다.&nbsp;박안나 기자